DFX Intelligence

P••••••• P•••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

P••••••• P•••••• C••••••• L••

CRD 109190

SAN FRANCISCO, CA

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Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 15, 2012 to Mar 29, 2018
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

P••••••• P•••••• C••••••• L••

Real estate fund manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $500M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••• G••••• I••••••••• V•••••••• L••	Real Estate Fund	$124M	Mar 29, 2018	1	Feb 15, 2012	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• J••	CHIEF COMPLIANCE OFFICER/GLOBAL COMPLIANCE OFFICER/FIRST VICE PRESIDENT/SENIOR CORPORATE COUNSEL	Na	yes	09/2016	Sep 23, 2016	Mar 29, 2018
O••••••• T•••••• S•	CHIEF FINANCIAL OFFICER	Na	yes	03/2007	Feb 15, 2012	Mar 29, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••••• L•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$500M	$500M	0.0%	$500M	0.0%	10	11	0	n/a

Relationships

Advises (1)

→ O•••• G••••• I••••••••• V•••••••• L••Private fundReal Estate Fund, IA
Feb 15, 2012 to presentfactForm ADV

Owns (1)

← H•••• A•••••• M••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV

Controls (4)

← K••••••• J••OwnerCHIEF COMPLIANCE OFFICER/GLOBAL COMPLIANCE OFFICER/FIRST VICE PRESIDENT/SENIOR CORPORATE COUNSEL, ownership code NA, individual
Sep 23, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 15, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.