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Former SEC-registered adviser

P••••••• P•••••• C••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 109190SEC 801-74195IAPD

Latest filing Mar 29, 2018

First filing on the tape Feb 15, 2012 · 14 filings

RAUM

$500M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$124M gross assets

History

14 filings and snapshots on the tape

RAUM$500M as of Mar 28, 2018

Apr 1, 2013$500M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 28, 2018

Apr 1, 20130 then

Employees (5.A)10 as of Mar 28, 2018

Apr 1, 201368 then

Private funds1 as of Mar 28, 2018

Apr 1, 20131 then

RAUM +0.0% over the last fiscal year+0.0% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 29, 2018; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $500MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +0.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $124M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$500M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $124M for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•••• G••••• I••••••••• V•••••••• L••	Real Estate Fund	$124M	1	Feb 15, 2012

Owners and control persons

Schedule A and B, latest filing

K••••••• J•• · Chief Compliance Officer/Global Compliance Officer/First Vice President/Senior Corporate Counselcontrol
since 09/2016 · owns less than 5%
O••••••• T•••••• S• · Chief Financial Officercontrol
since 03/2007 · owns less than 5%
H•••• A•••••• M•••••• · Chief Operating Officer
since 07/2004 · owns less than 5%

Entity owners

P•••••••• L••• · Managing Member
direct · owns 75% or more · public reporting company
P••••••• I••• · General Partner
indirect · owns 75% or more of P•••••••• L••• · public reporting company

Related persons

Schedule D 7.A

P•••••••• L•••
y

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $103M to $124M
Jan 9, 2018 to Mar 28, 2018
Employees · 11 to 10
Jan 9, 2018 to Mar 28, 2018
Other offices · 1 to 0
Jan 9, 2018 to Mar 28, 2018
Pooled vehicle clients · unset to 1.0
Apr 28, 2017 to Jan 9, 2018
Other offices · unset to 1.0
Apr 28, 2017 to Jan 9, 2018
Pooled vehicle RAUM · unset to 500000000.0
Apr 28, 2017 to Jan 9, 2018
Assets in custody · $100M to $103M
Sep 23, 2016 to Mar 28, 2017
Employees · 9 to 11
Sep 23, 2016 to Mar 28, 2017
Advisory employees · 4 to 3
Mar 25, 2014 to Mar 27, 2015
Employees · 65 to 9
Mar 25, 2014 to Mar 27, 2015
Advisory employees · 6 to 4
Apr 1, 2013 to Mar 25, 2014
Employees · 68 to 65
Apr 1, 2013 to Mar 25, 2014
Advisory employees · unset to 6.0
Feb 15, 2012 to Apr 1, 2013
Business name · A•• C•••••• P•••••••• L•• to P••••••• P•••••• C••••••• L••
Feb 15, 2012 to Apr 1, 2013
Employees · unset to 68.0
Feb 15, 2012 to Apr 1, 2013
Legal name · A•• C•••••• P•••••••• L•• to P••••••• P•••••• C••••••• L••
Feb 15, 2012 to Apr 1, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

P••••••• P•••••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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