DFX Intelligence

F•••••• C••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

F•••••• C••••••• G•••••

Advisor at C•• F•••••••• G•••• L••

SCOTTSDALE, AZ | IRVINE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F•••••••• G•••• L••	Independent wealth	Jun 11, 2021	n/a	yes	SCOTTSDALE, AZ\|IRVINE, CA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Feb 26, 2008	Sep 10, 2010	no	WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	C•• F•••••••• G•••• L••	Sep 10, 2010	Jun 11, 2021	3,927	Firm change after gap	Other
O•••• F•• I•••	M••••••••• R•••••••••	Jan 3, 2008	Feb 26, 2008

Relationships

Registered with (3)

→ C•• F•••••••• G•••• L••Registered adviserregistration: current employment
Jun 11, 2021 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Feb 26, 2008 to Sep 10, 2010factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jul 20, 2004 to Jan 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 20, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.