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R•••• S••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant33 years in industry

R•••• S••••• K•••••

Advisor at B•••••••• F•••••••• W••••• A••••••• L••

BOCA RATON, FL | Woodbridge, NJ

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Search this name across graphsid dfx:ria:8eef8182-5290-f424-b87b-b7e265f2fb44

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• F•••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• F•••••••• W••••• A••••••• L••	Independent wealth	Jul 17, 2017	n/a	yes	Woodbridge, NJ\|BOCA RATON, FL	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Feb 20, 2015	Jul 14, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	B•••••••• F•••••••• W••••• A••••••• L••	Jul 14, 2017	Jul 17, 2017	3	Firm change	Other
P••••••••• P••••••• S•••••••	A••••••• P••••••••• A•••••••• I••	Jul 13, 2017

Relationships

Registered with (4)

→ B•••••••• F•••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jul 17, 2017 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 20, 2015 to Jul 14, 2017factForm ADV
→ P••••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 14, 2012 to Jul 13, 2017factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8eef8182-5290-f424-b87b-b7e265f2fb44
First observed: Nov 17, 1992
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.