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Advisor at LPL FINANCIAL LLC
HONOLULU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 22, 2018 | n/a | yes | HONOLULU, HI | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 7, 2007 | Nov 22, 2010 | no | HONOLULU, HI|HONOLULU, HI|HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Nov 22, 2010 | Jun 22, 2018 | 2,769 | Firm change after gap | Other |