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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

NATHANIEL BENJAMIN HAHN

Advisor at BROWN, LISLE/CUMMINGS, INC

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:8f025a3e-cb8e-324d-7369-ee82153ba3ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROWN, LISLE/CUMMINGS, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 25, 2004
First registration: Aug 27, 2008
Dual registered: yes, broker-dealer
Other names: NATHANIEL B HAHN
IAPD individual key: 4751081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROWN, LISLE/CUMMINGS, INC	Independent wealth	Feb 17, 2026	n/a	yes	PROVIDENCE, RI\|PROVIDENCE, RI\|PROVIDENCE, RI	Current employment
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Mar 31, 2020	Feb 19, 2026	no	MILFORD, MA\|BEDFORD, NH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 28, 2018	Feb 24, 2026	no	WESTBOROUGH, MA\|MILFORD, MA\|WESTBOROUGH, MA\|MILFORD, MA	Previous registration
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Jan 4, 2016	Jun 29, 2018	no	Westborough, MA\|WALPOLE, MA\|Milford, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 27, 2008	Dec 17, 2015	no	FRAMINGHAM, MA\|westbourgh, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	NORTHEAST PLANNING ASSOCIATES, INC.	Feb 24, 2026	Mar 31, 2020	-2,156	Firm change after gap	Ibd to RIA
NORTHEAST PLANNING ASSOCIATES, INC.	BROWN, LISLE/CUMMINGS, INC	Feb 19, 2026	Feb 17, 2026	-2	Firm change	RIA to RIA
THE PATRIOT FINANCIAL GROUP, LLC	LPL FINANCIAL LLC	Jun 29, 2018	Jun 28, 2018	-1	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	THE PATRIOT FINANCIAL GROUP, LLC	Dec 17, 2015	Jan 4, 2016	18	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
172470:6413:MA:2018-06-29	Jun 29, 2018	Jun 28, 2018	MILFORD, MA	Firm change

Relationships

Registered with (5)

→ BROWN, LISLE/CUMMINGS, INCRegistered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 28, 2018 to Feb 24, 2026factForm ADV
→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: previous registration
Mar 31, 2020 to Feb 19, 2026factForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Jun 29, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 27, 2008 to Dec 17, 2015factForm ADV

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
Nathaniel Benjamin Hahn left Lpl Financial Llc for Northeast Planning Associates, Inc. (registered 2020-03-31)
Form ADVobserved 4 days ago
Occurred
Feb 19, 2026
Advisor changed firm
Nathaniel Benjamin Hahn left Northeast Planning Associates, Inc. for Brown, Lisle/Cummings, Inc (registered 2026-02-17)
Form ADVobserved 4 days ago