This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$214MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$199M

Private client RAUM

$170MderivedItem 5.D individuals plus high net worth individuals

Private client share

80%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$107Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

308

Individual clients

58

High net worth clients

221

SEC number

801-60539

CIK

1535254

CRD

111576

Filings on the tape

22

First filed

Jan 31, 2012

Latest filed

Sep 14, 2026

Organised

Sole Proprietorship, TX

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8f07cdd8-e0a9-cc44-6dd3-95800a0a7e13

First observed

Jan 31, 2012

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.