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Advisor at UBS FINANCIAL SERVICES INC.
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 20, 2025 | n/a | yes | Los Angeles, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 18, 2017 | Nov 2, 2021 | no | BEVERLY HILLS, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 30, 2014 | Oct 11, 2017 | no | PASADENA, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|LOS ANGELES, CA|EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Oct 11, 2017 | Oct 18, 2017 | 7 | Firm change | Wirehouse to wirehouse |