DFX Intelligence

J•••• T••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner26 years in industry

J•••• T••••• R••••••

Advisor at A•••••• W••••• M••••••••• L••

MOUNT PLEASANT, SC | AVON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Sep 22, 2023	n/a	yes	MOUNT PLEASANT, SC\|AVON, CO	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Jan 23, 2015	Oct 27, 2023	no	DENVER, CO\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	A•••••• W••••• M••••••••• L••	Oct 27, 2023	Sep 22, 2023	-35	Firm change after gap	Ibd to RIA
C•••••• I••••••••• C•••••• I••	U••••• C•••••• F•••••••• A•••••••	Jan 23, 2015	Jan 23, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
106966:134600:CO:2015-01-23	Jan 23, 2015	Jan 23, 2015	DENVER, CO	Firm change

Relationships

Registered with (4)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 23, 2015 to Oct 27, 2023factForm ADV
→ C•••••• I••••••••• C•••••• I••Registered adviserregistration: previous registration
Mar 26, 2004 to Jan 23, 2015factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Order

Occurred
27 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 25, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.