DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• F•••••••• N••••••• L••
DRAPER, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• F•••••••• N••••••• L•• | Independent wealth | Jul 20, 2026 | n/a | yes | DRAPER, UT | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jan 10, 2022 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | C••••• F•••••••• N••••••• L•• | Jan 10, 2022 | Jul 20, 2026 | 1,652 | Firm change after gap | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• T•••• C••••••• F•• | Jul 13, 2018 | Feb 28, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:109516:UT:2018-07-12 | Jul 13, 2018 | Feb 28, 2006 | SALT LAKE CITY, UT | Firm change after gap |
| F••••••• P••••••• T•••• C••••••• F•• | n/a | Feb 28, 2006 | Mar 28, 2007 | no | SALT LAKE CITY, UT | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jun 24, 2003 | Jul 13, 2018 | no | SALT LAKE CITY, UT | Previous registration |
| -4,518 |
| Firm change after gap |
| Other |
| F••••••• P••••••• T•••• C••••••• F•• | F••••••• P••••••• A•• W•••••••• A••••••• | Mar 28, 2007 | Jul 13, 2018 | 4,125 | Firm change after gap | Other |