DFX Intelligence

D•••• L••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

D•••• L••• M••••••

Advisor at L••••••• F•••••••• A••••••• I••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f144138-41ce-7354-0271-60cfa0d3fc69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• F•••••••• A••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• F•••••••• A••••••• I••	State registered	Feb 23, 2021	n/a	yes	CLOVERDALE, CA\|ENCINITAS, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 17, 2019	n/a	yes	ENCINITAS, CA\|ESCONDIDO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Oct 4, 2019	Oct 17, 2019	13	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:6413:CA:2019-10-01	Oct 4, 2019	Oct 17, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ L••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Feb 23, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 17, 2019 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Sep 18, 2018 to Oct 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f144138-41ce-7354-0271-60cfa0d3fc69
First observed: Sep 18, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.