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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | OAKLAND, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 16, 2022 | n/a | yes | PLYMOUTH, MN|OAKLAND, CA | Current employment |
| BTR CAPITAL MANAGEMENT INC | Former SEC adviser | Mar 8, 2011 | Dec 6, 2022 | no | OAKLAND, CA | Previous registration |
| SDR CAPITAL MANAGEMENT, INC. | n/a | Aug 21, 2003 | Oct 21, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BTR CAPITAL MANAGEMENT INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 6, 2022 | Nov 16, 2022 | -20 | Firm change | RIA to ibd |
| SDR CAPITAL MANAGEMENT, INC. | BTR CAPITAL MANAGEMENT INC | Oct 21, 2004 | Mar 8, 2011 | 2,329 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105195:116407:CA:2022-12-06 | Dec 6, 2022 | Nov 16, 2022 | OAKLAND, CA | Firm change |