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Advisor at SOVEREIGN CAPITAL VANTAGE, INC.
ASHLAND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVEREIGN CAPITAL VANTAGE, INC. | State registered | Feb 18, 2025 | n/a | yes | ASHLAND, VA | Current employment |
| SOVEREIGN CAPITAL VANTAGE, INC. | State registered | Apr 16, 2019 | Dec 31, 2024 | no | ASHLAND, VA | Previous registration |
| SOVEREIGN CAPITAL VANTAGE, INC. | State registered | Jun 6, 2017 | Dec 31, 2018 | no | ASHLAND, VA | Previous registration |
| EDWARD JONES | National bd RIA | Mar 23, 2010 | Jun 6, 2017 | no | SOUTHAVEN, MS|SOUTHAVEN, MS|HERNANDO, MS|ST LOUIS, MO|SOUTHAVEN, MS | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 25, 2002 | Jun 13, 2002 | no | COLUMBIA, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | SOVEREIGN CAPITAL VANTAGE, INC. | Jun 6, 2017 | Jun 6, 2017 | 0 | Firm change | Ibd to state RIA |
| MSI FINANCIAL SERVICES, INC. | EDWARD JONES | Jun 13, 2002 | Mar 23, 2010 | 2,840 | Firm change after gap | Other |