DFX Intelligence

J•••• S• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• S• B••••••

Advisor at P••••••••• • A• E••••••••• C••••••

Fort Lauderdale, FL | OWINGS MILLS, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f2296f4-0ad6-0eeb-faf2-1d88b414840a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Sep 5, 2025	n/a	yes	OWINGS MILLS, MD\|Fort Lauderdale, FL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 3, 2018	Sep 25, 2025	no	WAKEFIELD, MA\|FORT LAUDERDALE, FL\|Lauderhill, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	P••••••••• • A• E••••••••• C••••••	Sep 25, 2025	Sep 5, 2025	-20	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2018 to Sep 25, 2025factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f2296f4-0ad6-0eeb-faf2-1d88b414840a
First observed: Jan 3, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.