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L••••••• R••• E••••• I••••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

L••••••• R••• E••••• I••••••••• M••••••••• L•

CRD 297109

NEW YORK, NY

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Search this name across graphsid dfx:ria:8f24fabd-fa8c-faa6-3d0c-4a10912ae5dc

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Sep 11, 2018 to Mar 17, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• R••• E••••• I••••••••• M••••••••• G•• L••	GENERAL PARTNER	Na	yes	05/2018	Sep 17, 2018	Mar 11, 2024
M••••• A•••••• R•••••	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	Sep 11, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••••• R••• E••••• D••• L••	n/a	n/a	n/a	N	yes	n/a
L••••••• R••• E••••• F• I• L••	n/a	n/a	n/a	N	yes	n/a
L••••••• R••• E••••• I••••••••• M••••••••• G•• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$17B	3.8%	$14B	8.0%	36	32	1	1

Relationships

Controls (3)

← W••••••••• S••••• J••••OwnerPRESIDENT AND MANAGING MEMBER, ownership code E, individual
Sep 11, 2018 to Mar 11, 2024factForm ADV
← M••••• A•••••• R•••••OwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 11, 2018 to Mar 11, 2024factForm ADV
← L••••••• R••• E••••• I••••••••• M••••••••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Sep 17, 2018 to Mar 11, 2024factForm ADV

Dated events

Occurred
Mar 27, 2023
Regulatory AUM changed
L••••••• R••• E••••• I••••••••• M••••••••• L• reported RAUM $13.9B, up 89% from $7.3B (2022-04-18 to 2023-03-27)
Form ADVobserved 7 days ago
$6.5B
Occurred
Mar 15, 2022
Regulatory AUM changed
L••••••• R••• E••••• I••••••••• M••••••••• L• reported RAUM $7.3B, up 697% from $922.6M (2021-03-16 to 2022-03-15)
Form ADVobserved 7 days ago
$6.4B
Occurred
Mar 16, 2021
Regulatory AUM changed
L••••••• R••• E••••• I••••••••• M••••••••• L• reported RAUM $922.6M, up 41% from $654.9M (2020-03-09 to 2021-03-16)
Form ADVobserved 7 days ago
$268M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f24fabd-fa8c-faa6-3d0c-4a10912ae5dc
First observed: Sep 11, 2018
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.