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T••••• C••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst29 years in industry

T••••• C••• M••••

Advisor at F•••• P••••••• W•••••• L••

KIRKLAND, WA

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Search this name across graphsid dfx:ria:8f280299-7a58-c3a4-62a7-c5cb5a1c9115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2025	n/a	yes	KIRKLAND, WA	Current employment
B••••••• W••••• A•••••••	Former SEC adviser	Apr 14, 2017	Oct 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• A•••••••	F•••• P••••••• W•••••• L••	Oct 3, 2025	Jul 2, 2025	-93	Channel change	RIA to RIA
B•••••••• R••••• • F•••••••	B••••••• W••••• A•••••••	Apr 5, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
287758:159289:WA:2025-10-03	Oct 3, 2025	Jul 2, 2025	KIRKLAND, WA	Firm change after gap
283135:287758:CA:2017-04-05	Apr 5, 2017	Apr 14, 2017	MENLO PARK, CA	Firm change
110608:283135:CA:2016-05-02	May 2, 2016	May 31, 2016	MENLO PARK, CA	Firm change

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ B••••••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 14, 2017 to Oct 3, 2025factForm ADV
→ B•••••••• R••••• • F•••••••Registered adviserregistration: previous registration
May 31, 2016 to Apr 5, 2017factForm ADV
→ B•••••••• R••••• • F•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f280299-7a58-c3a4-62a7-c5cb5a1c9115
First observed: Jun 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.