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Advisor at OPPENHEIMER & CO. INC.
PETOSKEY, MI | NORTH PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Feb 5, 2013 | n/a | yes | NORTH PALM BEACH, FL|PETOSKEY, MI | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Feb 7, 2013 | no | PALM BEACH, FL|NORTH PALM BEACH, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | PALM BEACH, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 14, 2006 | Apr 2, 2007 | no | PALM BEACH, FL|DELRAY BEACH, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 13, 1993 | Aug 21, 2006 | no | MANALAPAN, FL|MANALAPAN, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | OPPENHEIMER & CO. INC. | Feb 7, 2013 | Feb 5, 2013 | -2 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY DW INC. | Aug 21, 2006 | Aug 14, 2006 | -7 | Firm change | Other |