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Advisor at PRINCIPAL ASSET MANAGEMENT
Rancho Murieta, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT | Other adviser | Dec 23, 2021 | n/a | yes | Rancho Murieta, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 26, 2002 | Feb 23, 2004 | no | GOLD RIVER, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | PRINCIPAL ASSET MANAGEMENT | Feb 23, 2004 | Dec 23, 2021 | 6,513 | Firm change after gap | Other |