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Reading the graph
Advisor at LNW
New York, NY | SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Lnw | Independent wealth | Sep 15, 2023 | n/a | yes | New York, NY|SEATTLE, WA | Current employment |
| Lnw | Former SEC adviser | Jan 14, 2025 | Dec 4, 2025 | no | New York, NY|SEATTLE, WA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 10, 2015 | Sep 28, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lnw | n/a | Dec 4, 2025 | n/a | n/a | Departure no registered destination | Departure |
| MSI FINANCIAL SERVICES, INC. | Lnw | Sep 28, 2015 | Sep 15, 2023 | 2,909 | Firm change after gap | Other |