This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 28, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Nov 28, 1995

First registration

Nov 28, 2018

Dual registered

no

Other names

JIM SERHANT|JAMES ALLAN SERHANT|JAMES ALLAN SERHANT

IAPD individual key

2662860

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8f378173-db56-08d3-bdbf-80e482c69756

First observed

Nov 28, 2018

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.