DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

DOUGLAS LYNN CROWE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Fort Payne, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f4a0751-e99d-c11a-eea5-d42254df7f63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jul 26, 1991
First registration: Jul 23, 2004
Dual registered: yes, broker-dealer
Other names: Douglas Crowe
IAPD individual key: 2152321

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 10, 2025	n/a	yes	Fort Payne, AL\|Fort Payne, AL	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Apr 10, 2025	no	RIDGELAND, MS\|FORT PAYNE, AL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 19, 2018	Nov 14, 2024	no	BIRMINGHAM, AL\|Ridgeland, MS\|Fort Payne, AL\|Ridgeland, MS	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jan 9, 2018	no	FORT PAYNE, AL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 23, 2004	Mar 25, 2017	no	FORT PAYNE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	COMMONWEALTH FINANCIAL NETWORK	Apr 10, 2025	Apr 10, 2025	0	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Jan 9, 2018	Mar 19, 2018	69	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Apr 10, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 19, 2018 to Nov 14, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jan 9, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 23, 2004 to Mar 25, 2017factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
Douglas Lynn Crowe left Lpl Enterprise, Llc for Commonwealth Financial Network (registered 2025-04-10)
Form ADVobserved 5 days ago