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RIA / WealthAdvisordual registered (broker-dealer)50 years in industry

Thomas Gene Bartley

Advisor at TLG ADVISORS, INC.

Crystal Lake, IL | SUMMIT, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1976earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 18, 1984
First registration: Jun 11, 2007
Dual registered: yes, broker-dealer
Other names: TOM BARTLEY|TOM BARTLEY
IAPD individual key: 1191530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jul 17, 2023	n/a	yes	SUMMIT, NJ\|Crystal Lake, IL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Jul 14, 2023	no	SEATTLE, WA\|BIRMINGHAM, AL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Sep 15, 2017	Jul 17, 2020	no	Seattle, WA\|SEATTLE, WA	Previous registration
TLG ADVISORS, INC.	Bd affiliated wealth	Feb 21, 2017	Jul 7, 2017	no	WOODLAND HILLS, CA\|SUMMIT, NJ	Previous registration
LINCOLN INVESTMENT	Independent wealth	Aug 11, 2014	Dec 31, 2016	no	PORTLAND, OR\|WOODLAND HILLS, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Nov 8, 2007	Jul 10, 2014	no	SEATTLE, WA\|SEATTLE, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 11, 2007	Oct 11, 2007	no	BEAVERTON, OR\|NEW YORK, NY\|BEAVERTON, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	TLG ADVISORS, INC.	Jul 14, 2023	Jul 17, 2023	3	Firm change	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
TLG ADVISORS, INC.	INVESTACORP ADVISORY SERVICES INC	Jul 7, 2017	Sep 15, 2017	70	Firm change	Other
LINCOLN INVESTMENT	TLG ADVISORS, INC.	Dec 31, 2016	Feb 21, 2017	52	Firm change	Other
NFP ADVISOR SERVICES, LLC	LINCOLN INVESTMENT	Jul 10, 2014	Aug 11, 2014	32	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	NFP ADVISOR SERVICES, LLC	Oct 11, 2007	Nov 8, 2007	28	Firm change	Other

Relationships

Registered with (6)

→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Feb 21, 2017 to Jul 7, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Jul 14, 2023factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 15, 2017 to Jul 17, 2020factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Aug 11, 2014 to Dec 31, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Nov 8, 2007 to Jul 10, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 11, 2007 to Oct 11, 2007factForm ADV

Dated events

Occurred
Jul 14, 2023
Advisor changed firm
Thomas Gene Bartley left Securities America Advisors, Inc. for Tlg Advisors, Inc. (registered 2023-07-17)
Form ADVobserved 6 days ago