DFX Intelligence

C••••••••• R•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C••••••••• R•••• B•••••

Advisor at A•••••••• P•••••••• L••

HOUSTON, TX | Nashville, TN

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Search this name across graphsid dfx:ria:8f5b8bac-9c9a-00c2-0835-f205a479a5a3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 13, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	Oct 3, 2025	n/a	yes	Nashville, TN\|HOUSTON, TX	Current employment
G••••••••• G•••	Former SEC adviser	Sep 8, 2022	Dec 3, 2025	no	Nashville, TN\|NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• G•••	A•••••••• P•••••••• L••	Dec 3, 2025	Oct 3, 2025	-61	Firm change after gap	RIA to RIA
S••••••• F•••••••• S•••••••• I•••	G••••••••• G•••	Sep 9, 2022	Sep 8, 2022

Relationships

Registered with (3)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ G••••••••• G•••Registered adviserregistration: previous registration
Sep 8, 2022 to Dec 3, 2025factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2020 to Sep 9, 2022factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
C••••••••• R•••• B••••• left G••••••••• G••• for A•••••••• P•••••••• L•• (registered 2025-10-03)
Form ADVobserved 7 days ago
Occurred
Sep 9, 2022
Advisor changed firm
C••••••••• R•••• B••••• left S••••••• F•••••••• S•••••••• I••• for G••••••••• G••• (registered 2022-09-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f5b8bac-9c9a-00c2-0835-f205a479a5a3
First observed: Oct 13, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.