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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SHELTER HARBOR ADVISORS, LP

CRD 285752

WEATOGUE, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f5bb8fe-c63a-0ce7-7062-de5482e90e62

Data as of Feb 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jun 21, 2019 to Feb 27, 2020
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Shelter Harbor Advisors, LP

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $201MItem 5.F on the latest filing (2020-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $201M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-117008
CRD: 285752
Filings on the tape: 2
First filed: Jun 21, 2019
Latest filed: Feb 27, 2020
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARK CAPITAL MANAGEMENT, LLC	GENERAL PARTNER	Na	yes	08/2016	Jun 21, 2019	Feb 27, 2020
HARK, PETER, JAMES	MANAGING MEMBER	E	yes	08/2016	Jun 21, 2019	Feb 27, 2020
HARK, PETER, JAMES	PRESIDENT, MANAGING PARTNER, CCO	E	yes	08/2016	Jun 21, 2019	Feb 27, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 27, 2020	$201M	$201M	3	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$201M	n/a	n/a	n/a	n/a	3	n/a	0	n/a

Relationships

Controls (2)

← HARK, PETER, JAMESOwnerMANAGING MEMBER, ownership code E, individual
Jun 21, 2019 to presentfactForm ADV
← HARK CAPITAL MANAGEMENT, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 21, 2019 to presentfactForm ADV

Dated events

Occurred
Jun 21, 2019
First Form ADV filing
Shelter Harbor Advisors, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f5bb8fe-c63a-0ce7-7062-de5482e90e62
First observed: Jun 21, 2019
Last observed: Feb 27, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHELTER HARBOR ADVISORS, LP

CRD 285752

WEATOGUE, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8f5bb8fe-c63a-0ce7-7062-de5482e90e62

Data as of Feb 27, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARK CAPITAL MANAGEMENT, LLC

GENERAL PARTNER

yes

08/2016

Jun 21, 2019

Feb 27, 2020

HARK, PETER, JAMES

MANAGING MEMBER

yes

08/2016

Jun 21, 2019

Feb 27, 2020

HARK, PETER, JAMES

PRESIDENT, MANAGING PARTNER, CCO

yes

08/2016

Jun 21, 2019

Feb 27, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 27, 2020

$201M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$201M

n/a