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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 13, 2026 | n/a | yes | TAMPA, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 16, 2009 | Sep 17, 2025 | no | CLEARWATER, FL|WEEHAWKEN, NJ|WEEHAWKEN, NJ|TAMPA, FL|Lutz, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 30, 2008 | Dec 16, 2008 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 17, 2025 | Aug 13, 2026 | 330 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Dec 16, 2008 | Jan 16, 2009 | 31 | Bulk transfer | Other |