DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | May 4, 2017 | n/a | yes | Bend, OR|Los Angeles, CA|LOS ANGELES, CA | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 28, 2008 | May 12, 2017 | no | LOS ANGELES, CA|BEND, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | J••• M••••• S••••••••• L•• | May 12, 2017 | May 4, 2017 | -8 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | U•• F•••••••• S••••••• I••• | Oct 29, 2008 | Oct 28, 2008 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Oct 29, 2008 | no | LOS ANGELES, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 4, 2001 | Apr 2, 2007 | no | LOS ANGELES, CA|LOS ANGELES, CA|BEND, OR | Previous registration |
| -1 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |