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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Manhattan Beach , CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Aug 28, 2026 | n/a | yes | Manhattan Beach , CA|LOS ANGELES, CA | Current employment |
| AC WEALTH PARTNERS | Mixed wealth | Sep 5, 2024 | Aug 13, 2026 | no | Scottsdale, AZ|BERWYN, PA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 27, 2020 | Oct 23, 2024 | no | NEW YORK, NY|Scottsdale, AZ | Previous registration |
| SWAN GLOBAL INVESTMENTS, LLC | Other adviser | Sep 16, 2019 | Sep 2, 2020 | no | DURANGO, CO|Manhattan Beach, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 3, 2018 | Jul 18, 2019 | no | SANTA MONICA, CA|VENTURA, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 26, 2018 | Dec 3, 2018 | no | SANTA MONICA, CA | Previous registration |
| BRINKER CAPITAL INC | Former SEC adviser | Jan 22, 2007 | Sep 7, 2017 | no | BERWYN, PA|MANHATTAN BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AC WEALTH PARTNERS | CAPITAL CLIENT GROUP, INC. | Aug 13, 2026 | Aug 28, 2026 | 15 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | AC WEALTH PARTNERS | Oct 23, 2024 | Sep 5, 2024 | -48 | Firm change after gap | Other |
| SWAN GLOBAL INVESTMENTS, LLC | PARK AVENUE SECURITIES LLC | Sep 2, 2020 | Oct 27, 2020 | 55 | Firm change | RIA to ibd |
| PARK AVENUE SECURITIES LLC | SWAN GLOBAL INVESTMENTS, LLC | Jul 18, 2019 | Sep 16, 2019 | 60 | Firm change | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Dec 3, 2018 | Dec 3, 2018 | 0 | Firm change | Ibd to ibd |
| BRINKER CAPITAL INC | MML INVESTORS SERVICES, LLC | Sep 7, 2017 | Feb 26, 2018 | 172 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:46173:CA:2018-11-30 | Dec 3, 2018 | Dec 3, 2018 | SANTA MONICA, CA | Firm change |