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Advisor at ASHTON THOMAS PRIVATE WEALTH
SCOTTSDALE, AZ | Tuscon, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASHTON THOMAS PRIVATE WEALTH | Independent wealth | Oct 17, 2018 | n/a | yes | SCOTTSDALE, AZ|Tuscon, AZ | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 16, 2016 | Oct 16, 2018 | no | TUCSON, AZ|TUCSON, AZ|MINNEAPOLIS, MN|TUCSON, AZ | Previous registration |
| MARATHON ADVISORS, INC | n/a | Aug 24, 1999 | Sep 10, 2008 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | ASHTON THOMAS PRIVATE WEALTH | Oct 16, 2018 | Oct 17, 2018 | 1 | Firm change | Ibd to RIA |
| MARATHON ADVISORS, INC | SECURIAN FINANCIAL SERVICES, INC. | Sep 10, 2008 | Sep 16, 2016 | 2,928 | Firm change after gap | Other |