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CAMELOT TECHNOLOGY ADVISORS, INC., CRD 128053
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANA JOE GRIGG | n/a | SAN FRANCISCO, CA | San Francisco, CA | Seattle, WA | 22 | 24 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRIGG, DANA, JOE | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 11/2001 | Feb 22, 2012 | May 9, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Seattle | Wa | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $235M | $235M | 2 | 2 | 3 | n/a | n/a |
| 2024 | Mar 25, 2025 | $201M | $201M | 2 | 2 | 3 | n/a | n/a |
| 2023 | Mar 29, 2024 | $181M | $180M | 2 | 2 | 3 | n/a | n/a |
| 2022 | Mar 24, 2023 | $165M | $162M | 2 | 2 | 3 | n/a | n/a |
| 2021 | Mar 9, 2022 | $181M | $180M | 2 | 2 | 3 | n/a | n/a |
| 2020 | Mar 3, 2021 | $154M | $154M | 2 | 1 | 0 | n/a | n/a |
| 2019 | Mar 7, 2020 | $134M | $134M | 1 | 1 | 1 | n/a | n/a |
| 2018 | Feb 26, 2019 | $104M | $103M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Mar 7, 2018 | $112M | $112M | 1 | 1 | 0 | n/a | n/a |
| 2011 | Feb 22, 2012 | $41.1M | $41.1M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $235M | $201M | 17.0% | $165M | 12.6% | 2 | 2 | 3 | 3 |