DFX Intelligence

D••• M• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••• M• S•••••••

Advisor at E•••••• S•••••• P•••••• W•••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:8fa900f2-c71a-1ed8-380e-289536b260c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• S•••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• S•••••• P•••••• W•••••	Independent wealth	Dec 22, 2020	n/a	yes	MINNEAPOLIS, MN	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Nov 4, 2019	Dec 24, 2020	no	MINNETONKA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	E•••••• S•••••• P•••••• W•••••	Dec 24, 2020	Dec 22, 2020	-2	Firm change	Ibd to RIA
E•••• S••••••••• L••	P••• A••••• S••••••••• L••	Oct 17, 2019	Nov 4, 2019

Relationships

Registered with (3)

→ E•••••• S•••••• P•••••• W•••••Registered adviserregistration: current employment
Dec 22, 2020 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2019 to Dec 24, 2020factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 11, 2019 to Oct 17, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fa900f2-c71a-1ed8-380e-289536b260c4
First observed: Oct 11, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.