DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
BRADENTON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2023 | n/a | yes | BRADENTON, FL | Current employment |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Nov 8, 2005 | Apr 27, 2023 | no | BRADENTON, FL|KISSIMMEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A•••••• N••••••• L•• | L•• F•••••••• L•• | Apr 27, 2023 | May 1, 2023 | 4 | Firm change | Ibd to ibd |
| M•••••• I••••••••• M••••••••• I••• | C••••• A•••••• N••••••• L•• | Nov 23, 2005 | Nov 8, 2005 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:6413:FL:2023-04-27 | Apr 27, 2023 | May 1, 2023 | KISSIMMEE, FL | Firm change |
| M•••••• I••••••••• M••••••••• I••• | Independent wealth | Nov 21, 2003 | Nov 23, 2005 | no | BRADENTON, FL | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Aug 13, 2003 | Oct 25, 2005 | no | BRADENTON, FL | Previous registration |
| -15 |
| Firm change |
| Other |
| O•••• W•••••• I••• | M•••••• I••••••••• M••••••••• I••• | Oct 25, 2005 | Nov 21, 2003 | -704 | Firm change after gap | Other |