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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Summer Rae Pretzer

Advisor at CETERA INVESTMENT ADVISERS LLC

San Diego, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:8fb2e89b-e417-8966-65bc-874bc1cb56ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 20, 1998
First registration: Feb 15, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 3092389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA\|San Diego, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 17, 2011	Nov 20, 2015	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Mar 12, 2010	Mar 18, 2011	no	Beverly Hills, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 9, 2008	Oct 23, 2008	no	IRVINE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 15, 2005	Apr 7, 2008	no	BELLINGHAM, WA\|BELLEVUE, WA\|NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Nov 20, 2015	Jun 29, 2023	2,778	Firm change after gap	Other
MORGAN STANLEY	LPL FINANCIAL LLC	Mar 18, 2011	Mar 17, 2011	-1	Firm change	Other
WAMU INVESTMENTS, INC.	MORGAN STANLEY	Oct 23, 2008	Mar 12, 2010	505	Firm change after gap	Other
WELLS FARGO ADVISORS	WAMU INVESTMENTS, INC.	Apr 7, 2008	Apr 9, 2008	2	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 17, 2011 to Nov 20, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 12, 2010 to Mar 18, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 9, 2008 to Oct 23, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 15, 2005 to Apr 7, 2008factForm ADV

Dated events

No dated event names this entity yet.