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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

CARLOS FERRERO BONZON

Advisor at MORGAN STANLEY

Pinecrest, FL | Miami, FL

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Search this name across graphsid dfx:ria:8fbe3526-4cef-43a5-0579-23b0fc66b9f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 19, 1998
First registration: Sep 18, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3105728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 12, 2019	n/a	yes	Pinecrest, FL\|Miami, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 15, 2011	Jul 16, 2019	no	PALM BEACH GARDENS, FL\|NEW YORK, NY\|NEW YORK, NY\|MIAMI, FL\|CORAL GABLES, FL\|Miami, FL\|Miami, FL\|Miami, FL\|NEW YORK, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	May 2, 2011	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Aug 11, 2006	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 18, 2001	Oct 30, 2002	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Jul 16, 2019	Jul 12, 2019	-4	Firm change	Wirehouse to wirehouse
BARCLAYS CAPITAL INC.	J.P. MORGAN SECURITIES LLC	May 2, 2011	Apr 15, 2011	-17	Firm change	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	LEHMAN BROTHERS INC.	Oct 30, 2002	Aug 11, 2006	1,381	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:149777:NY:2019-06-25	Jul 16, 2019	Jul 12, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jul 12, 2019 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 15, 2011 to Jul 16, 2019factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to May 2, 2011factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Aug 11, 2006 to Oct 15, 2008factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 18, 2001 to Oct 30, 2002factForm ADV

Dated events

No dated event names this entity yet.