Y•••• S••••••

Advisor at A•••• W••••• A••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:8fc7d9e4-07bd-3f1b-5afe-f208699e5533

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A••••••• L••	Independent wealth	Feb 15, 2018	n/a	yes	LAS VEGAS, NV	Current employment
P••••••• C•••••• A••••••• L••	Former SEC adviser	Jul 28, 2004	Dec 10, 2013	no	SAN FRANCISCO , CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• L••	A•••• W••••• A••••••• L••	Dec 10, 2013	Feb 15, 2018	1,528	Firm change after gap	Other

Relationships

Registered with (2)

→ A•••• W••••• A••••••• L••Registered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ P••••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jul 28, 2004 to Dec 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fc7d9e4-07bd-3f1b-5afe-f208699e5533
First observed: Jul 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.