DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••••• W••••• P•••••••• L••
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• W••••• P•••••••• L•• | Independent wealth | Apr 10, 2026 | n/a | yes | WALNUT CREEK, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jul 24, 2025 | Mar 24, 2026 | no | Santa Rosa, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | E•••••••• W••••• P•••••••• L•• | Mar 24, 2026 | Apr 10, 2026 | 17 | Firm change | Wirehouse to RIA |
| G••••• R••••••••• P••••••• L•• | M••••• S•••••• | Jul 30, 2025 | Jul 24, 2025 |
| G••••• R••••••••• P••••••• L•• |
| Institutional manager |
| Oct 21, 2024 |
| Jul 30, 2025 |
| no |
| SAN RAFAEL, CA |
| Previous registration |
| -6 |
| Firm change |
| Other |