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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL GROUP, LLC, CRD 106528

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fcf81c6-22ab-49aa-9ce1-7222291ebe59

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Mar 27, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.6 fund_share=0.0 institutional_share=0.39 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $907MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $378Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 430
Individual clients: 156
High net worth clients: 259
SEC number: 801-51533
CIK: 1330325
CRD: 106528
Filings on the tape: 22
First filed: Mar 28, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE
Website: opus.capital

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEVIN PATRICK WHELAN	Chartered Financial Analyst	CINCINNATI, OH	20	27	1	no
NATHAN ANDREW BISHOP	Chartered Financial Analyst	CINCINNATI, OH	10	18	1	no
NATHAN MICHAEL BAILEY	Certified Financial Planner\|Chartered Financial Analyst	CINCINNATI, OH	9	13	n/a	no
John Thomas Gislason	Certified Financial Planner	CINCINNATI, OH	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BISHOP, NATHAN, ANDREW	PRINCIPAL AND PORTFOLIO MANAGER	Na	yes	01/2016	Mar 27, 2026	Mar 27, 2026
CONDREN, JOSEPH, PATRICK	PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	02/2005	Mar 27, 2026	Mar 27, 2026
OPUS CAPITAL MANAGEMENT, INC.	Member	E	yes	05/2006	Mar 27, 2026	Mar 27, 2026
WHELAN, KEVIN, PATRICK	PRINCIPAL AND PORTFOLIO MANAGER	Na	yes	01/1999	Mar 27, 2026	Mar 27, 2026
BISHOP, NATHAN, ANDREW	Shareholder	C	yes	01/2016	Mar 24, 2016	Mar 27, 2024
CONDREN, JOSEPH, PATRICK	Shareholder	F	yes	01/2016	Mar 28, 2012	Mar 27, 2024
WHELAN, KEVIN, PATRICK	Shareholder	C	yes	01/1999	Mar 28, 2012	Mar 27, 2024
BAILEY, NATHAN, MICHAEL	PRINCIPAL AND PORTFOLIO MANAGER	Na	no	01/2016	Mar 27, 2026	Mar 27, 2026
BAILEY, NATHAN, MICHAEL	Shareholder	F	no	01/2016	Mar 24, 2016	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.5B	$1.0B	7	3	0	n/a	n/a
2024	Mar 27, 2025	$1.2B	$897M	7	3	0	n/a	n/a
2023	Mar 27, 2024	$1.1B	$771M	8	3	0	n/a	n/a
2022	Mar 29, 2023	$894M	$655M	8	4	0	n/a	n/a
2021	Mar 29, 2022	$883M	$623M	8	3	0	n/a	n/a
2020	Mar 25, 2021	$753M	$504M	6	3	0	n/a	n/a
2019	Mar 23, 2020	$667M	$436M	6	3	0	n/a	n/a
2018	Mar 27, 2019	$698M	$540M	11	7	0	n/a	n/a
2017	Mar 23, 2018	$781M	$615M	14	9	0	n/a	n/a
2016	Mar 24, 2017	$861M	$731M	16	10	n/a	n/a	n/a
2015	Mar 24, 2016	$800M	$691M	14	8	n/a	n/a	n/a
2014	Mar 27, 2015	$916M	$802M	14	10	n/a	n/a	n/a
2013	Mar 28, 2014	$2.1B	$2.0B	17	13	n/a	n/a	n/a
2012	Mar 26, 2013	$1.8B	$1.7B	16	10	n/a	n/a	n/a
2011	Mar 28, 2012	$1.7B	$1.7B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	23.5%	$894M	19.2%	7	7	0	0

Relationships

Registered with (7)

← John Thomas GislasonAdvisorregistration: current employment
Jun 5, 2026 to presentfactForm ADV
← NATHAN MICHAEL BAILEYAdvisorregistration: current employment
Jun 8, 2017 to presentfactForm ADV
← NATHAN ANDREW BISHOPAdvisorregistration: current employment
Nov 17, 2015 to presentfactForm ADV
← KEVIN PATRICK WHELANAdvisorregistration: current employment
Jan 26, 2006 to presentfactForm ADV
← JULIE M. KISTAdvisorregistration: previous registration
Jun 10, 2022 to Feb 16, 2024factForm ADV
← ADAM THOMAS EAGLESTONAdvisorregistration: previous registration
Nov 17, 2015 to Aug 12, 2019factForm ADV
← NATHANAEL ALBERT STEWARTAdvisorregistration: previous registration
Nov 17, 2015 to Mar 27, 2019factForm ADV

Controls (4)

← CONDREN, JOSEPH, PATRICKOwnerSHAREHOLDER, ownership code F, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← WHELAN, KEVIN, PATRICKOwnerSHAREHOLDER, ownership code C, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← BISHOP, NATHAN, ANDREWOwnerSHAREHOLDER, ownership code C, individual
Mar 24, 2016 to Mar 27, 2024factForm ADV
← OPUS CAPITAL MANAGEMENT, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 24, 2016 to Mar 27, 2024factForm ADV

Owns (1)

← BAILEY, NATHAN, MICHAELOwnerSHAREHOLDER, ownership code F, individual
Mar 24, 2016 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 27, 2024
Control person left
Lynn Jakki Haussler (Shareholder) no longer on Schedule A of Opus Capital Management (listed 2023-03-29, absent 2024-03-27)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Julie M. Kist left Opus Capital Management for Lpl Financial Llc (registered 2024-02-05)
Form ADVobserved 6 days ago
Occurred
Sep 10, 2019
Control person left
Anthony Leonard Haussler (Founder And Portfolio Manager) no longer on Schedule A of Opus Capital Management (listed 2019-03-27, absent 2019-09-10)
Form ADVobserved 6 days ago
Occurred
Sep 10, 2019
Control person left
Thomas Adam Eagleston (Principal And Portfolio Manager) no longer on Schedule A of Opus Capital Management (listed 2019-03-27, absent 2019-09-10)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fcf81c6-22ab-49aa-9ce1-7222291ebe59
First observed: Mar 28, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPUS CAPITAL MANAGEMENT

OPUS CAPITAL GROUP, LLC, CRD 106528

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fcf81c6-22ab-49aa-9ce1-7222291ebe59

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEVIN PATRICK WHELAN

Chartered Financial Analyst

CINCINNATI, OH

NATHAN ANDREW BISHOP

Chartered Financial Analyst

CINCINNATI, OH

NATHAN MICHAEL BAILEY

Certified Financial Planner|Chartered Financial Analyst

CINCINNATI, OH

n/a

John Thomas Gislason

Certified Financial Planner

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BISHOP, NATHAN, ANDREW

PRINCIPAL AND PORTFOLIO MANAGER

yes

01/2016

Mar 27, 2026

CONDREN, JOSEPH, PATRICK

PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

02/2005

Mar 27, 2026

OPUS CAPITAL MANAGEMENT, INC.

Member

yes

05/2006

Mar 27, 2026

WHELAN, KEVIN, PATRICK

PRINCIPAL AND PORTFOLIO MANAGER

yes

01/1999

Mar 27, 2026

BISHOP, NATHAN, ANDREW

Shareholder

yes

01/2016

Mar 24, 2016

Mar 27, 2024

CONDREN, JOSEPH, PATRICK

Shareholder

yes

01/2016

Mar 28, 2012

Mar 27, 2024

WHELAN, KEVIN, PATRICK

Shareholder

yes

01/1999

Mar 28, 2012

Mar 27, 2024

BAILEY, NATHAN, MICHAEL

PRINCIPAL AND PORTFOLIO MANAGER

01/2016

Mar 27, 2026

BAILEY, NATHAN, MICHAEL

Shareholder

01/2016

Mar 24, 2016

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.5B

$1.0B

n/a

2024

Mar 27, 2025

$1.2B

$897M

n/a

2023

Mar 27, 2024

$1.1B

$771M

n/a

2022

Mar 29, 2023

$894M

$655M

n/a

2021

Mar 29, 2022

$883M

$623M

n/a

2020

Mar 25, 2021

$753M

$504M

n/a

2019

Mar 23, 2020

$667M

$436M

n/a

2018

Mar 27, 2019

$698M

$540M

n/a

2017

Mar 23, 2018

$781M

$615M

n/a

2016

Mar 24, 2017

$861M

$731M

n/a

2015

Mar 24, 2016

$800M

$691M

n/a

2014

Mar 27, 2015

$916M

$802M

n/a

2013

Mar 28, 2014

$2.1B

$2.0B

n/a

2012

Mar 26, 2013

$1.8B

$1.7B

n/a

2011

Mar 28, 2012

$1.7B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

23.5%

$894M

19.2%