DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

ANDREW ALLEN KNOX

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Beaverton, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fd10fc9-93ab-186d-8dc1-416cba3aeebe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 12, 1999
First registration: Nov 1, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 3140595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 7, 2019	n/a	yes	Beaverton, OR	Current employment
INVESTMENT ADVISORS CORP	Former SEC adviser	Feb 19, 2013	Oct 20, 2018	no	ROSEMONT, IL\|DUNDEE, IL	Previous registration
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Jul 9, 2010	Nov 30, 2012	no	ARLINGTON HEIGHTS, IL\|WEST DUNDEE, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Jul 12, 2010	no	ELGIN, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Nov 1, 2002	Sep 8, 2009	no	BOSTON, MA\|ELGIN, IL\|ELGIN, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT ADVISORS CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2018	Jan 7, 2019	79	Bulk transfer	Ibd to ibd
AUSDAL FINANCIAL PARTNERS, INC.	INVESTMENT ADVISORS CORP	Nov 30, 2012	Feb 19, 2013	81	Firm change	Other
LPL FINANCIAL LLC	AUSDAL FINANCIAL PARTNERS, INC.	Jul 12, 2010	Jul 9, 2010	-3	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jan 7, 2019 to presentfactForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Feb 19, 2013 to Oct 20, 2018factForm ADV
→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: previous registration
Jul 9, 2010 to Nov 30, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Jul 12, 2010factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 1, 2002 to Sep 8, 2009factForm ADV

Dated events

No dated event names this entity yet.