DFX Intelligence

L••• G••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

L••• G••••• O•••••

Advisor at C•••••• A•••• M••••••••• L••

Reston, VA | CHICAGO, IL

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Search this name across graphsid dfx:ria:8fd7a21e-31b3-cbe0-9e48-99ead689e39e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Jun 16, 2020	n/a	yes	CHICAGO, IL\|Reston, VA	Current employment
P••••••••• P•••••••• L••	Former SEC adviser	Jun 6, 2016	Jun 16, 2020	no	Reston, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P•••••••• L••	C•••••• A•••• M••••••••• L••	Jun 16, 2020	Jun 16, 2020	0	Firm change	RIA to RIA
H•••••••• A•••••••• L••	P••••••••• P•••••••• L••	Jun 7, 2016	Jun 6, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282298:288566:VA:2020-06-16	Jun 16, 2020	Jun 16, 2020	RESTON, VA	Firm change

Relationships

Registered with (5)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 16, 2020 to presentfactForm ADV
→ P••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2016 to Jun 16, 2020factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2016 to Jun 7, 2016factForm ADV
→ A••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fd7a21e-31b3-cbe0-9e48-99ead689e39e
First observed: Jul 26, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.