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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

DANIEL RODRIGUEZ ORTIZ

Advisor at CITIGROUP GLOBAL MARKETS INC.

TAMPA, FL | Oldsmar, FL

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Search this name across graphsid dfx:ria:8fdb96fd-de06-fa69-2107-19f000f1e134

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2012
First registration: Jan 29, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5754781

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 1, 2018	n/a	yes	TAMPA, FL\|Oldsmar, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 9, 2016	Sep 18, 2018	no	ST. PETERSBURG, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 14, 2015	May 25, 2016	no	ST. PETERSBURG, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 7, 2015	May 4, 2015	no	APPLETON, WI	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 29, 2013	Dec 26, 2014	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CITIGROUP GLOBAL MARKETS INC.	Sep 18, 2018	Oct 1, 2018	13	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 25, 2016	Aug 9, 2016	76	Firm change	Other
INVEST FINANCIAL CORPORATION	RAYMOND JAMES & ASSOCIATES, INC.	May 4, 2015	May 14, 2015	10	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INVEST FINANCIAL CORPORATION	Dec 26, 2014	Jan 7, 2015	12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:149018:FL:2016-05-25	May 25, 2016	Aug 9, 2016	ST PETERSBURG, FL	Firm change

Relationships

Registered with (4)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 9, 2016 to Sep 18, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 14, 2015 to May 25, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 7, 2015 to May 4, 2015factForm ADV

Dated events

No dated event names this entity yet.