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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Mar 31, 2022 | n/a | yes | Houston, TX | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Jan 7, 2016 | Apr 4, 2022 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Feb 2, 2015 | Dec 31, 2015 | no | HOUSTON, TX|ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Apr 4, 2022 | Mar 31, 2022 | -4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144426:7717:TX:2022-04-04 | Apr 4, 2022 | Mar 31, 2022 | HOUSTON, TX | Firm change |