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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BALANCE SHEET SOLUTIONS LLC

CRD 124786

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ff2f2bf-6fd0-0ecc-a82b-2686f87ac2ee

Data as of Mar 7, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Mar 7, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $908MItem 5.F on the latest filing (2019-03-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 22
SEC number: 801-63345
CRD: 124786
Filings on the tape: 19
First filed: Nov 18, 2011
Latest filed: Mar 7, 2019
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLOYA CORPORATE FEDERAL CREDIT UNION	SOLE MEMBER OF LLC	E	yes	10/2011	Nov 18, 2011	Mar 7, 2019
FAGO, DARREN, DANIEL	VP - ADVISORY SERVICES, CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Feb 26, 2016	Mar 7, 2019
Stevenson, Kurt, Richard	President	Na	yes	05/2018	Mar 7, 2019	Mar 7, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Westminster	Co	United States	1	no
Albany	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 7, 2019	$908M	$0	28	4	2	n/a	n/a
2017	Mar 16, 2018	$975M	$0	31	4	2	n/a	n/a
2016	Mar 17, 2017	$1.2B	$0	31	5	n/a	n/a	n/a
2015	Feb 26, 2016	$1.1B	$0	29	5	n/a	n/a	n/a
2014	Mar 27, 2015	$5.7B	$0	29	5	n/a	n/a	n/a
2013	Mar 31, 2014	$5.8B	$0	31	5	n/a	n/a	n/a
2012	Mar 12, 2013	$1.6B	$0	24	5	n/a	n/a	n/a
2011	Feb 28, 2012	$1.5B	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$908M	$975M	-6.8%	$1.1B	-5.1%	28	31	2	2

Relationships

Controls (3)

← FAGO, DARREN, DANIELOwnerVP - ADVISORY SERVICES, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 26, 2016 to presentfactForm ADV
← Stevenson, Kurt, RichardOwnerPRESIDENT, ownership code NA, individual
Mar 7, 2019 to presentfactForm ADV
← ALLOYA CORPORATE FEDERAL CREDIT UNIONOwnerSOLE MEMBER OF LLC, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV

Registered with (1)

← Kenneth Scott DryfhoutAdvisorregistration: previous registration
Aug 1, 2008 to Jul 20, 2012factForm ADV

Dated events

Occurred
Mar 7, 2019
Control person joined
Richard Kurt Stevenson (President) appeared on Schedule A of Balance Sheet Solutions Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ff2f2bf-6fd0-0ecc-a82b-2686f87ac2ee
First observed: Nov 18, 2011
Last observed: Mar 7, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALANCE SHEET SOLUTIONS LLC

CRD 124786

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ff2f2bf-6fd0-0ecc-a82b-2686f87ac2ee

Data as of Mar 7, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLOYA CORPORATE FEDERAL CREDIT UNION

SOLE MEMBER OF LLC

yes

10/2011

Nov 18, 2011

Mar 7, 2019

FAGO, DARREN, DANIEL

VP - ADVISORY SERVICES, CHIEF COMPLIANCE OFFICER

yes

04/2015

Feb 26, 2016

Mar 7, 2019

Stevenson, Kurt, Richard

President

yes

05/2018

Mar 7, 2019

City

State

Country

Employees

Also broker-dealer

Westminster

United States

Albany

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 7, 2019

$908M

n/a

2017

Mar 16, 2018

$975M

n/a

2016

Mar 17, 2017

$1.2B

n/a

2015

Feb 26, 2016

$1.1B

n/a

2014

Mar 27, 2015

$5.7B

n/a

2013

Mar 31, 2014

$5.8B

n/a

2012

Mar 12, 2013

$1.6B

n/a

2011

Feb 28, 2012

$1.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$908M

$975M

-6.8%

$1.1B

-5.1%