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Data Factory
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CRD 110233
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LOEWENBERG, RALPH, EDMUND | PRES. TREAS. DIR. SHRHLDR. 151 SHRS (75.5%) CLASS A VOTING | Na | yes | 06/1970 | Feb 28, 2012 | Feb 25, 2015 |
| LOEWENBERG, PATRICIA, KIMBALL | Director | Na | no | 12/1993 | Feb 28, 2012 | Feb 25, 2015 |
| PATRICIA K. LOEWENBERG AND KAREN S. CHAMPLIN, TRUSTEES, UI DTD 12/27/1989 CB REL FBO HIS ISSUE | SHAREHOLDER 49 SHRS (24.5%) CLASS A VOTING: 1029 SHRS (24.5%) CLASS B NONVOTING | B | no | 12/1989 | Feb 28, 2012 | Feb 25, 2015 |
| PATRICIA K. LOEWENBERG, AS TRUSTEE, UI DTD 12/31/1993 CB REL FBO DIANA LOEWENBERG | SHAREHOLDER 539 SHRS (12.8333%) CLASS B NONVOTING | B | no | 12/1993 | Feb 28, 2012 | Feb 25, 2015 |
| PATRICIA K. LOEWENBERG, AS TRUSTEE, UI DTD 12/31/1993 CB REL FBO ELIZABETH LOEWENBERG | SHAREHOLDER 2632 SHRS (62.6667%) CLASS B NONVOTING | D | no | 12/1993 | Feb 28, 2012 | Feb 25, 2015 |
| ROTTENSTREICH, ZVI, AKIBA | DIRECTOR/CHIEF COMPLIANCE OFFICER | Na | no | 11/2005 | Feb 28, 2012 | Feb 25, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 25, 2015 | $232M | $67.5M | 3 | 1 | n/a | n/a | n/a |
| 2013 | Feb 26, 2014 | $287M | $67.8M | 3 | 1 | n/a | n/a | n/a |
| 2012 | Feb 28, 2013 | $279M | $50.6M | 3 | 1 | n/a | n/a | n/a |
| 2011 | Feb 28, 2012 | $298M | $47.9M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $232M | $287M | -19.3% | $298M | -8.0% | 3 | 3 | n/a | n/a |