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Advisor at MONETARY MANAGEMENT CORPORATION
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONETARY MANAGEMENT CORPORATION | State registered | May 30, 2019 | n/a | yes | San Francisco, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jan 5, 2015 | Jun 1, 2019 | no | Santa Rosa, CA|PASADENA, CA|PASADENA, CA|San Francisco, CA|San Francisco, CA | Previous registration |
| GBS ADVISORS | Former SEC adviser | Dec 23, 2013 | Dec 31, 2013 | no | SANTA ROSA, CA | Previous registration |
| GBS ADVISORS | Former SEC adviser | Jan 5, 2011 | Dec 13, 2013 | no | SAN FRANCISCO, CA|SANTA ROSA, CA|SANTA ROSA, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jun 27, 2008 | Apr 14, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | MONETARY MANAGEMENT CORPORATION | Jun 1, 2019 | May 30, 2019 | -2 | Firm change | RIA to state RIA |
| GBS ADVISORS | WESTERN INTERNATIONAL SECURITIES | Dec 31, 2013 | Jan 5, 2015 | 370 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | GBS ADVISORS | Apr 14, 2009 | Jan 5, 2011 | 631 | Firm change after gap | Other |