DFX Intelligence

J•••• V•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

J•••• V•••••••• L•••••

Advisor at S•••••• W••••• P•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:9004905b-29da-8629-36fd-186043fe0661

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Aug 13, 2010	n/a	yes	AKRON, OH\|BROADVIEW HEIGHTS, OH\|Hudson, OH\|Westlake, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 11, 1997	Aug 13, 2008	no	AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• W••••• P•••••••• L••	Aug 13, 2008	Aug 13, 2010	730	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 13, 2010 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 11, 1997 to Aug 13, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9004905b-29da-8629-36fd-186043fe0661
First observed: Jun 11, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.