This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 29, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Jun 29, 2006

First registration

Jul 5, 2006

Dual registered

yes, broker-dealer

Other names

ALLISON RAWLINGS|ALLISON KIMBERLEY RAWLINGS|ALLISON KIMBERLEY NIMETH|ALLISON KIMBERLEY NIMETH

IAPD individual key

3040748

• Occurred

  Nov 28, 2022
  Advisor changed firm

  Allison K. Rawlings left Cambridge Investment Research Advisors, Inc. for J.P. Morgan Securities Llc (registered 2022-12-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:900699e1-97ff-51a0-bc4e-060decc04e27

First observed

Jul 5, 2006

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.