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CRD 109599
SOUTHFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• D•• A•••• | Certified Financial Planner | SOUTHFIELD, MI | 16 | 30 | n/a | yes |
| T•••••• W••••• W•••• | Certified Financial Planner | SOUTHFIELD, MI | 16 | 34 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• F•• F•••••••• P••••••• I•• | LIMITED LIABILITY | E | yes | 08/2026 | Sep 11, 2026 | Sep 11, 2026 |
| D••••••••• N•••••••• G••••• | CHIEF P••••••• OFFICER / PARTNER | Na | yes | 01/2020 | Sep 11, 2026 | Sep 11, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Brighton | Mi | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.0B | $1.7B | 15.1% | $1.3B | 14.5% | 26 | 31 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | 3 | Mar 12, 2026 | Feb 27, 2026 | SOUTHFIELD, MI | Team lift out | Ibd to RIA | 0.0% |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | 3 | Jun 26, 2020 |
| yes |
| A••••• S•• P••••••• | Certified Financial Planner | SOUTHFIELD, MI | 16 | 27 | 1 | yes |
| A••••• C•••••• T••• | n/a | SOUTHFIELD, MI | 14 | 25 | 4 | yes |
| N••••••• G••••• D••••••••• | Certified Financial Planner | SOUTHFIELD, MI | 9 | 17 | 3 | yes |
| M•••••• A••••••• T••••••• | Certified Financial Planner | SOUTHFIELD, MI | 9 | 16 | 2 | yes |
| R••••• L••••••• I••••• | n/a | SOUTHFIELD, MI | 8 | 23 | 2 | yes |
| K••• E•••• H•••••••• | Certified Financial Planner | SOUTHFIELD, MI | 8 | 12 | n/a | yes |
| L••••• E•••••••• A•••• | Certified Financial Planner | SOUTHFIELD, MI | 7 | 10 | n/a | yes |
| M•••••• S•••• B•••••••• | Certified Financial Planner | Southfield, MI | 5 | 19 | 2 | yes |
| J••••• A•••• B•••• | Certified Financial Planner | Southfield, MI | 5 | 10 | n/a | yes |
| N••••••• P••• B••••• | Certified Financial Planner|Chartered Financial Analyst | Southfield, MI | 3 | 11 | n/a | yes |
| A••••• J••••• O••••••••• | Certified Financial Planner | Southfield, MI | 3 | 13 | n/a | yes |
| L•••• D••••••• | Certified Financial Planner | SOUTHFIELD, MI | 1 | 11 | 1 | yes |
| M•••••• L••• H••• | n/a | SOUTHFIELD, MI | 0 | 14 | 3 | yes |
| M••• K•••••••• S•••••• | n/a | SOUTHFIELD, MI | 0 | 11 | 3 | yes |
| J••••••• F•••••• L•••••••• | Certified Financial Planner | SOUTHFIELD, MI | 0 | 18 | 2 | yes |
| CHIEF INVESTMENT OFFICER / PARTNER |
| Na |
| yes |
| 01/2019 |
| Sep 11, 2026 |
| Sep 11, 2026 |
| W•••••• J••••• B•••• | CHIEF OPERATIONS OFFICER | Na | yes | 02/2025 | Sep 11, 2026 | Sep 11, 2026 |
| W••••• T••••••• W••••• | CHIEF COMPLIANCE OFFICER / PARTNER | Na | yes | 01/2005 | Sep 11, 2026 | Sep 11, 2026 |
| A••••• S•••••• D•• | Partner | Na | no | 12/2013 | Sep 11, 2026 | Sep 11, 2026 |
| B••••••••• M••••••• S•••• | Partner | Na | no | 01/2024 | Sep 11, 2026 | Sep 11, 2026 |
| H••••••••• K•••• E•••• | Partner | Na | no | 01/2026 | Sep 11, 2026 | Sep 11, 2026 |
| T•••••••• M••••••• A••••••• | Partner | Na | no | 01/2021 | Sep 11, 2026 | Sep 11, 2026 |
| A••••• L•••••• E•••••••• | DIRECTOR/TREASURER | A | no | 01/2021 | Mar 25, 2021 | Mar 26, 2024 |
| C••••• M••••••• E••••• | Director | B | no | 01/2005 | Mar 13, 2012 | Mar 26, 2024 |
| Apr 16, 2026 |
| $2.0B |
| $1.9B |
| 26 |
| 17 |
| 1 |
| n/a |
| n/a |
| 2024 | Apr 17, 2025 | $1.7B | $1.7B | 31 | 18 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $1.6B | $1.5B | 13 | 13 | 1 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.3B | $1.3B | 13 | 13 | 1 | n/a | n/a |
| 2021 | Mar 25, 2022 | $1.4B | $1.4B | 29 | 14 | 1 | n/a | n/a |
| 2020 | Mar 25, 2021 | $1.3B | $1.3B | 13 | 12 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.0B | $1.0B | 30 | 12 | 0 | n/a | n/a |
| 2018 | Mar 15, 2019 | $967M | $934M | 28 | 12 | 1 | n/a | n/a |
| 2017 | Mar 27, 2018 | $1.0B | $919M | 29 | 12 | 1 | n/a | n/a |
| 2016 | Mar 14, 2017 | $801M | $770M | 22 | 13 | n/a | n/a | n/a |
| 2015 | Feb 27, 2016 | $729M | $657M | 20 | 10 | n/a | n/a | n/a |
| 2014 | Mar 5, 2015 | $743M | $645M | 20 | 10 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $695M | $622M | 20 | 10 | n/a | n/a | n/a |
| 2012 | Mar 7, 2013 | $577M | $514M | 20 | 10 | n/a | n/a | n/a |
| 2011 | Mar 13, 2012 | $499M | $426M | n/a | n/a | n/a | n/a | n/a |
| SOUTHFIELD, MI |
| Team lift out |
| Ibd to RIA |
| 0.1% |