DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

WILLIAM GILMORE SIMMS OLIPHANT

Advisor at LPL FINANCIAL LLC

COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9008cd94-c851-e7b4-1730-4ac1892c2cfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 7, 1979
First registration: Jul 6, 2001
Dual registered: yes, broker-dealer
Other names: WILLIAM GILMORE SIMMS (JR) OLIPHANT|WILLIAM GILMORE OLIPHANT
IAPD individual key: 873117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 8, 2024	n/a	yes	COLUMBIA, SC	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 10, 2013	Apr 9, 2024	no	COLUMBIA, SC\|ATLANTA, GA	Previous registration
Stephens	Bd affiliated wealth	Jul 13, 2006	Jun 14, 2013	no	COLUMBIA, SC	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jul 18, 2006	no	COLUMBIA, SC\|NEW YORK, NY\|COLUMBIA, SC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jul 6, 2001	Feb 21, 2006	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	LPL FINANCIAL LLC	Apr 9, 2024	Apr 8, 2024	-1	Firm change	Ibd to ibd
Stephens	JANNEY MONTGOMERY SCOTT LLC	Jun 14, 2013	Jun 10, 2013	-4	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	Stephens	Jul 18, 2006	Jul 13, 2006	-5	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Apr 9, 2024factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Jul 13, 2006 to Jun 14, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jul 18, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jul 6, 2001 to Feb 21, 2006factForm ADV

Dated events

Occurred
Apr 9, 2024
Advisor changed firm
William Gilmore Simms Oliphant left Janney Montgomery Scott Llc for Lpl Financial Llc (registered 2024-04-08)
Form ADVobserved 5 days ago