This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.52 fund_share=0.0 institutional_share=0.45 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$274MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$274M

Private client RAUM

$142MderivedItem 5.D individuals plus high net worth individuals

Private client share

52%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

80

Individual clients

68

SEC number

801-20170

CIK

918504

CRD

108508

Filings on the tape

16

First filed

Mar 16, 2012

Latest filed

Mar 30, 2026

Organised

Corporation, DE

Graph

RIA / Wealth Management

Canonical id

dfx:ria:900c920c-862c-67cc-e131-e2cf27e4f9f2

First observed

Mar 16, 2012

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.