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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

ALLEN INVESTMENT MANAGEMENT, LLC

CRD 124454

NEW YORK, NY

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Search this name across graphsid dfx:ria:90156f9a-96ba-7c05-19cd-5dd710f87c50

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 8
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14B
Private client RAUM: $17BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $2.8Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 28
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 840
High net worth clients: 142
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $8.4B
SEC number: 801-61985
CIK: 1326234
CRD: 124454
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ASHOK BHUSHAN CHACHRA	n/a	New York, NY	5	16	n/a	no
CATHERINE ANNE TSE	n/a	NEW YORK, NY	5	27	n/a	no
SAMUEL HOPKINS BAKER	n/a	NEW YORK, NY	4	35	n/a	no
TIMOTHY J ERB	n/a	NEW YORK, NY	4	20	n/a	no
Arvind Srinivas Rangaraj	Chartered Financial Analyst	NEW YORK, NY	4	16	n/a	no
ELIZABETH HALEY STAHL	Chartered Financial Analyst	NEW YORK, NY	3	18	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALLEN GLOBAL PARTNERS OFFSHORE	Hedge Fund	$504M	Aug 31, 2015	20	Mar 29, 2012	dropped	021-65477
ALLEN GLOBAL PARTNERS L.P.	Hedge Fund	$344M	Aug 31, 2015	78	Mar 29, 2012	dropped	021-114770
ACIA ASSET ALLOCATION FUND LP	Hedge Fund	$570,118	Mar 30, 2026	22	Mar 29, 2012	reported	021-162767
ACIA EQUITY FUND LP	Hedge Fund	$284,812	Mar 28, 2019	3	Mar 29, 2012	dropped	021-155208

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN OPERATIONS LLC	Member	E	yes	11/2002	Mar 30, 2026	Mar 30, 2026
ALLEN, HERBERT, III, ANTHONY	President	Na	yes	11/2002	Mar 30, 2026	Mar 30, 2026
CHACHRA, ASHOK, BHUSHAN	MANAGING DIRECTOR	Na	yes	04/2010	Mar 30, 2026	Mar 30, 2026
DIIORIO, PETER, NMN	GENERAL COUNSEL	Na	yes	03/2007	Mar 30, 2026	Mar 30, 2026
RAJASEKHARAIAH, PRUTHVI	CHIEF OPERATING OFFICER COUNSEL	Na	yes	05/2014	Mar 30, 2026	Mar 30, 2026
VAHABZADEH, SALIMA	CHIEF FINANCIAL OFFICER	Na	yes	02/2020	Mar 30, 2026	Mar 30, 2026
ALLEN, HERBERT, III, ANTHONY	Shareholder	C	yes	12/2008	Mar 29, 2012	Mar 22, 2024
Golinsky, Jodi	CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL	Na	yes	01/2024	Jan 3, 2024	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACIA ASSET ALLOCATION GP LLC	n/a	n/a	n/a	N	yes	n/a
ALLEN & COMPANY LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$17B	$14B	28	12	0	1	n/a
2024	Mar 27, 2025	$16B	$13B	29	12	0	1	n/a
2023	Mar 22, 2024	$14B	$11B	31	13	0	1	$2.6M
2022	Mar 28, 2023	$11B	$10B	31	13	0	1	$19.6M
2021	Mar 29, 2022	$14B	$12B	31	13	0	1	$145M
2020	Mar 31, 2021	$10B	$9.3B	31	12	0	1	$139M
2019	Mar 28, 2020	$9.0B	$6.7B	28	11	0	1	$134M
2018	Mar 28, 2019	$5.5B	$4.2B	25	10	0	2	$112M
2017	Mar 28, 2018	$4.7B	$3.4B	21	10	0	2	$127M
2016	Mar 16, 2017	$3.4B	$2.1B	20	10	n/a	2	$129M
2015	Mar 30, 2016	$2.5B	$1.5B	17	10	n/a	2	$129M
2014	Mar 31, 2015	$2.8B	$1.9B	30	13	n/a	4	$982M
2013	Mar 31, 2014	$2.3B	$1.4B	33	13	n/a	4	$1.1B
2012	Mar 27, 2013	$2.4B	$1.0B	30	13	n/a	4	$982M
2011	Mar 29, 2012	$2.4B	$1.1B	n/a	n/a	n/a	5	$1.1B

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$16B	6.8%	$11B	13.9%	28	29	0	0

Relationships

Advises (4)

→ ACIA ASSET ALLOCATION FUND LPPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ ACIA EQUITY FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 28, 2019factForm ADV
→ ALLEN GLOBAL PARTNERS L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Aug 31, 2015factForm ADV
→ ALLEN GLOBAL PARTNERS OFFSHOREPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Aug 31, 2015factForm ADV

Registered with (7)

← ELIZABETH HALEY STAHLAdvisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← Arvind Srinivas RangarajAdvisorregistration: current employment
Feb 22, 2022 to presentfactForm ADV
← SAMUEL HOPKINS BAKERAdvisorregistration: current employment
Sep 29, 2021 to presentfactForm ADV
← TIMOTHY J ERBAdvisorregistration: current employment
Sep 29, 2021 to presentfactForm ADV
← ASHOK BHUSHAN CHACHRAAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← CATHERINE ANNE TSEAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← JORGE SUAREZ-VELEZAdvisorregistration: previous registration
Sep 29, 2021 to Oct 14, 2024factForm ADV

Controls (7)

← ALLEN, HERBERT, III, ANTHONYOwnerSHAREHOLDER, ownership code C, individual
Mar 29, 2012 to Mar 22, 2024factForm ADV
← CHACHRA, ASHOK, BHUSHANOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Mar 22, 2024factForm ADV
← VAHABZADEH, SALIMAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2020 to Mar 22, 2024factForm ADV
← DIIORIO, PETEROwnerGENERAL COUNSEL, ownership code NA, individual
Mar 29, 2012 to Mar 22, 2024factForm ADV
← RAJASEKHARAIAH, PRUTHVIOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2021 to Mar 22, 2024factForm ADV
← Golinsky, JodiOwnerCHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL, ownership code NA, individual
Jan 3, 2024 to Mar 22, 2024factForm ADV
← ALLEN OPERATIONS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to Mar 22, 2024factForm ADV

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
Jorge Suarez-Velez left Allen Investment Management, Llc for Americana Partners, Llc (registered 2024-05-06)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2024
Control person joined
Jodi Golinsky (Chief Compliance Officer & Deputy General Counsel) appeared on Schedule A of Allen Investment Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2023
Control person left
Marie Kim Wieland (Managing Director) no longer on Schedule A of Allen Investment Management, Llc (listed 2022-03-29, absent 2023-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Allen Investment Management, Llc reported RAUM $13.6B, up 30% from $10.4B (2021-03-31 to 2022-03-29)
Form ADVobserved 6 days ago
$3.1B
Occurred
Mar 31, 2021
Control person joined
Pruthvi Rajasekharaiah (Chief Operating Officer) appeared on Schedule A of Allen Investment Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2020
Regulatory AUM changed
Allen Investment Management, Llc reported RAUM $9.0B, up 62% from $5.5B (2019-03-28 to 2020-03-28)
Form ADVobserved 6 days ago
$3.4B
Occurred
Mar 28, 2020
Control person joined
Salima Vahabzadeh (Chief Financial Officer) appeared on Schedule A of Allen Investment Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Allen Investment Management, Llc reported RAUM $4.7B, up 41% from $3.4B (2017-03-16 to 2018-03-28)
Form ADVobserved 6 days ago
$1.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90156f9a-96ba-7c05-19cd-5dd710f87c50
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLEN INVESTMENT MANAGEMENT, LLC

CRD 124454

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90156f9a-96ba-7c05-19cd-5dd710f87c50

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ASHOK BHUSHAN CHACHRA

n/a

New York, NY

n/a

CATHERINE ANNE TSE

n/a

NEW YORK, NY

n/a

SAMUEL HOPKINS BAKER

n/a

NEW YORK, NY

n/a

TIMOTHY J ERB

n/a

NEW YORK, NY

n/a

Arvind Srinivas Rangaraj

Chartered Financial Analyst

NEW YORK, NY

n/a

ELIZABETH HALEY STAHL

Chartered Financial Analyst

NEW YORK, NY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALLEN GLOBAL PARTNERS OFFSHORE

Hedge Fund

$504M

Aug 31, 2015

Mar 29, 2012

dropped

021-65477

ALLEN GLOBAL PARTNERS L.P.

Hedge Fund

$344M

Aug 31, 2015

Mar 29, 2012

dropped

021-114770

ACIA ASSET ALLOCATION FUND LP

Hedge Fund

$570,118

Mar 30, 2026

Mar 29, 2012

reported

021-162767

ACIA EQUITY FUND LP

Hedge Fund

$284,812

Mar 28, 2019

Mar 29, 2012

dropped

021-155208

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN OPERATIONS LLC

Member

yes

11/2002

Mar 30, 2026

ALLEN, HERBERT, III, ANTHONY

President

yes

11/2002

Mar 30, 2026

CHACHRA, ASHOK, BHUSHAN

MANAGING DIRECTOR

yes

04/2010

Mar 30, 2026

DIIORIO, PETER, NMN

GENERAL COUNSEL

yes

03/2007

Mar 30, 2026

RAJASEKHARAIAH, PRUTHVI

CHIEF OPERATING OFFICER COUNSEL

yes

05/2014

Mar 30, 2026

VAHABZADEH, SALIMA

CHIEF FINANCIAL OFFICER

yes

02/2020

Mar 30, 2026

ALLEN, HERBERT, III, ANTHONY

Shareholder

yes

12/2008

Mar 29, 2012

Mar 22, 2024

Golinsky, Jodi

CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL

yes

01/2024

Jan 3, 2024

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACIA ASSET ALLOCATION GP LLC

n/a

yes

n/a

ALLEN & COMPANY LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$17B

$14B

n/a

2024

Mar 27, 2025

$16B

$13B

n/a

2023

Mar 22, 2024

$14B

$11B

$2.6M

2022

Mar 28, 2023

$11B

$10B

$19.6M

2021

Mar 29, 2022

$14B

$12B

$145M

2020

Mar 31, 2021

$10B

$9.3B

$139M

2019

Mar 28, 2020

$9.0B

$6.7B

$134M

2018

Mar 28, 2019

$5.5B

$4.2B

$112M

2017

Mar 28, 2018

$4.7B

$3.4B

$127M

2016

Mar 16, 2017

$3.4B

$2.1B

n/a

$129M

2015

Mar 30, 2016

$2.5B

$1.5B

n/a

$129M

2014

Mar 31, 2015

$2.8B

$1.9B

n/a

$982M

2013

Mar 31, 2014

$2.3B

$1.4B

n/a

$1.1B

2012

Mar 27, 2013

$2.4B

$1.0B

n/a

$982M

2011

Mar 29, 2012

$2.4B

$1.1B

n/a

$1.1B

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$17B

$16B

6.8%

$11B

13.9%