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Advisor at EL CAMINO REAL FINANCIAL ADVISORS
SANTA TERESA, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EL CAMINO REAL FINANCIAL ADVISORS | State registered | Jan 16, 2015 | n/a | yes | SANTA TERESA, NM | Current employment |
| EL CAMINO REAL FINANCIAL ADVISORS | State registered | Jan 27, 2011 | Dec 31, 2014 | no | SANTA TERESA, NM|SANTA TERESA, NM|SANTA TERESA, NM|SANTA TERESA, NM | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Apr 16, 2009 | Apr 19, 2011 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | EL CAMINO REAL FINANCIAL ADVISORS | Apr 19, 2011 | Jan 27, 2011 | -82 | Firm change after gap | Other |